[HEADER — replace with your organisation’s letterhead, if used]
Due Inquiry Procedure
Investigating misconduct before dismissal or downgrading
The Employment Act permits dismissal for misconduct only after a due inquiry. There is no prescribed procedure, which misleads employers into thinking there is no standard — there is. The inquiry must be genuinely fair, and a dismissal without one is the most common foundation for a wrongful dismissal claim at the Employment Claims Tribunal.
| Item | Detail |
|---|
| Employee | [NAME], [JOB TITLE], employee number [NUMBER] |
| Allegation, in summary | [ONE SENTENCE] |
| Date the allegation came to the Company’s attention | [DATE] |
| Inquiry officer | [NAME], [DESIGNATION] |
| Complainant or reporting person | [NAME] |
| Suspension pending inquiry | [Yes, from ______ / No] |
| Target completion date | [DATE] |
1. Purpose and Scope
1.1This procedure applies where the Company is considering dismissal, downgrading or suspension of an employee on the ground of misconduct.
1.2Its purpose is to establish the facts fairly before any decision is taken, and to ensure that the employee knows the allegation and has a genuine opportunity to answer it.
1.3This procedure does not apply to performance shortfalls, which are dealt with under the Company’s performance management process, or to complaints of harassment, which are dealt with under the anti-harassment policy. Where conduct falls into more than one category, the employee will be told which process applies and why.
2. Principles
2.1No employee will be dismissed, downgraded or suspended for misconduct without a due inquiry.
2.2The employee will be informed of the allegation in sufficient detail to answer it, including what is said to have happened, when, and why it is said to amount to misconduct.
2.3The employee will be given a genuine opportunity to respond, to present their account, to ask questions of the evidence relied on, and to produce evidence or name witnesses.
2.4The person conducting the inquiry will not be the complainant, a witness to the events, or a person with a personal interest in the outcome.
2.5The employee may be accompanied at any inquiry meeting by a colleague or a union representative.
2.6The inquiry will be completed as promptly as the circumstances allow.
2.7The decision will be based on the evidence gathered, and the reasons will be recorded.
2.8The employee will be informed of the outcome in writing and of any right of appeal.